Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Bocock
District Court, S.D. Texas
1Opinion of the Court
HANNAY, District Judge.
This is a suit filed by Merrill Lynch, Pierce, Fenner & Smith, Inc., a Delaware corporation, having its principal office in New York City, N. Y., against C. W. Bocock, III, Individually, of Houston, Texas, and also as Trustee for Charles William Bocock, IV and Robert James Bocock on sworn account or alternatively, for money due. The Defendants filed a cross action herein against Merrill Lynch and one of its then Account Executives, Charles D. Pearce, Jr., also of Houston, Texas.
For cause of action Merrill Lynch alleges that as a result of a short sale Defendant C. W.…
2Cases cited13 opinions
- Royal Air Properties, Inc., a Corporation, Harold L. Heathman and Madge I. Heathman v. R. Philip SmithCourt of Appeals for the Ninth Circuit · 1962
- Dallas Farm MacHinery Company v. ReavesTexas Supreme Court · 1957
- Clara Goldenberg, Formerly Clara Littman v. Bache and Company, Bache and Company v. Clara Goldenberg, Formerly Clara LittmanCourt of Appeals for the Fifth Circuit · 1959
- Mattocks v. MoultonSupreme Judicial Court of Maine · 1892
- Carr v. WarnerDistrict Court, D. Massachusetts · 1955
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3Cited by10 opinions
- Fed. Sec. L. Rep. P 94,437 Hetty Fey v. Walston & Co., Inc., and Robert A. SpiraCourt of Appeals for the Seventh Circuit · 1974
- Hecht v. Harris, Upham & Co.District Court, N.D. California · 1968
- Twomey v. Mitchum, Jones & Templeton, Inc.California Court of Appeal · 1968
- Fed. Sec. L. Rep. P 99,254 Thomas F. Costello, Cross-Appellant v. Oppenheimer & Co., Inc., Cross-AppelleeCourt of Appeals for the Seventh Circuit · 1983
- Nancy H. OCRANT, Appellant, v. DEAN WITTER & COMPANY, INC., AppelleeCourt of Appeals for the Tenth Circuit · 1974
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