Legal Opinion
Fed. Sec. L. Rep. P 94,437 Hetty Fey v. Walston & Co., Inc., and Robert A. Spira
Court of Appeals for the Seventh Circuit
Decided March 14, 1974No. 72-1487-72-1490PublishedCited by 205 opinions
1Opinion of the Court
CHRISTENSEN, Senior District Judge.
These are consolidated appeals in a suit for damages brought by a former customer (plaintiff-appellee Hetty Fey) against a stockbroker (defendant-appellant Walston & Co., Inc.) and its salesman (defendant-appellant Robert A. Spira) for alleged “churning” 1 of the customer’s account. Jurisdiction was alleged and existed by virtue of Section 22(a) of the Securities Act of 1933, 15 U.S.C. § 77v(a), and Section 27 of the Securities Exchange Act of 1934, 15 U. S.C. § 78aa. 2
The case was submitted by the trial court to the jury on the issue of whether the conduct…
2Cases cited67 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Fleischmann Distilling Corp. v. Maier Brewing Co.Supreme Court of the United States · 1967
- Farmer v. Arabian American Oil Co.Supreme Court of the United States · 1964
- Alexander Kahan, on Behalf of Himself and All Others Similarly Situated v. Lewis RosenstielCourt of Appeals for the Third Circuit · 1970
62 more not listed; retrieve them via the Exa API.
3Cited by205 opinions
- West Virginia University Hospitals, Inc. v. CaseySupreme Court of the United States · 1991
- Kay Hollinger Richard Llewelyn Jones Edward E. Nissen Judy D'Arcy K-Judy, Ltd. v. Titan Capital Corp. Emil Wilkowski Painter Financial Group, Ltd.Court of Appeals for the Ninth Circuit · 1990
- Rolf v. Blyth, Eastman Dillon & Co.Court of Appeals for the Second Circuit · 1978
- Northcross v. Board of EducationCourt of Appeals for the Sixth Circuit · 1979
- Fed. Sec. L. Rep. P 97,357 Marbury Management, Inc., and Harry Bader, Plaintiffs-Appellants-Appellees v. Alfred Kohn, and Wood, Walker & Co.Court of Appeals for the Second Circuit · 1980
200 more not listed; retrieve them via the Exa API.