Legal Opinion

Carr v. Warner

District Court, D. Massachusetts

Decided December 30, 1955No. Civ. A. 52-884PublishedCited by 20 opinions

1Opinion of the Court

WYZANSKI, District Judge.

1. This is an action, filed August 5, 1952, alleged to be based upon § 17 of the Securities Act of 1933, 15 U.S.C.A. § 77q; §§ 10(b) and 15(e) of the Securities Exchange Act of 1934, 15 U.S.C.A. §§ 78j(b), 78o(c) and rules and regulations of the Securities and Exchange Commission adopted thereunder. Jurisdiction to hear this controversy is asserted to rest upon 15 U.S.C.A. § 78aa.

2. August 5, 1952 plaintiff, a citizen of Massachusetts, filed in this Court against three defendants a complaint in four counts. The first named defendant, James Arthur Warner, whose…

2Cited by20 opinions

Fed. Sec. L. Rep. P 94,437 Hetty Fey v. Walston & Co., Inc., and Robert A. SpiraCourt of Appeals for the Seventh Circuit · 1974
Bertha Hecht, and v. Harris, Upham & Co., a Partnership, Harris, Upham & Co., Inc., a Corporation, AndCourt of Appeals for the Ninth Circuit · 1970
Royal Air Properties, Inc., a Corporation, Harold L. Heathman and Madge I. Heathman v. R. Philip SmithCourt of Appeals for the Ninth Circuit · 1962
Helen C. Carras and Bill G. Carras, Co-Executors of the Estate of Gus N. Carras, Deceased v. James S. Burns, Jr.Court of Appeals for the Fourth Circuit · 1975
Hecht v. Harris, Upham & Co.District Court, N.D. California · 1968

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