Legal Opinion
Securities and Exchange Commission of the United States v. Laura
District Court, E.D. New York
Decided March 24, 2020No. 1:18-cv-05075Unknown
1Opinion
UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff, MEMORANDUM & ORDER -against- 18-CV-5075 (NGG) (VMS) JOSEPH M. LAURA, ANTHONY SICHENZIO, and WALTER GIL DE RUBIO, Defendants. NICHOLAS G. GARAUFIS, United States District Judge. Plaintiff Securities and Exchange Commission (the “SEC”) insti- tuted this action against Defendants, alleging primary and derivative violations of §§ 10, 15, and 17 of the Securities Ex- change Act of 1934 and Rule 10b-5 promulgated thereunder. (See generally Compl. (Dkt. 1).) The SEC alleges that Defendants made…
2Cases cited16 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- National Railroad Passenger Corporation v. MorganSupreme Court of the United States · 2002
- Tellabs, Inc. v. Makor Issues & Rights, Ltd.Supreme Court of the United States · 2007
- Heckler v. ChaneySupreme Court of the United States · 1985
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