Legal Opinion
Grandon v. Merrill Lynch & Co.
Court of Appeals for the Second Circuit
Decided June 19, 1998No. Docket No. 97-9027PublishedCited by 150 opinions
1Opinion of the Court
McLAUGHLIN, Circuit Judge.
BACKGROUND
This is a class action for securities fraud against Merrill Lynch, Pierce, Fenner & Smith, Inc., a registered broker-dealer with *187offices throughout the United States, and its New York-based parent company, Merrill Lynch and Co., Inc. (collectively, “Merrill Lynch”). Dr. Stanley Grandon and Michael Cafferty, trustee for the Grandon Family Irrevocable Trust (collectively, “the Plaintiffs”), maintained accounts with and purchased municipal securities from Merrill Lynch.
A. The Complaint
In an amended class action complaint in the United States District Court for…
2Cases cited23 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
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- Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
- Chiarella v. United StatesSupreme Court of the United States · 1980
- Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
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