Legal Opinion
Securities And Exchange Commission v. Richman
District Court, N.D. California
Decided November 3, 2021No. 3:21-cv-01911Unknown
1Opinion
1 2 3 4 5 IN THE UNITED STATES DISTRICT COURT 6 FOR THE NORTHERN DISTRICT OF CALIFORNIA 7 8 SECURITIES AND EXCHANGE Case No. 21-cv-01911-CRB COMMISSION, 9 Plaintiff, ORDER DENYING MOTION TO 10 DISMISS v. 11 JESSICA RICHMAN, et al., 12 Defendants. 13 14 The SEC alleges that Defendants Jessica Richman and Zachary Apte, co-founder’s 15 of uBiome, misled investors about fundamental aspects of uBiome’s business model 16 during the company’s Series C funding round. Complaint (“Compl.”) (dkt. 1). Defendants 17 move to dismiss the complaint, primarily arguing that the SEC fails to support its 18…
2Cases cited14 opinions
- Bartlett v. StricklandSupreme Court of the United States · 2009
- Kearns v. Ford Motor Co.Court of Appeals for the Ninth Circuit · 2009
- Bly-Magee v. CaliforniaCourt of Appeals for the Ninth Circuit · 2001
- Regina Warshaw and John D. Kaufman, on Behalf of Themselves and All Others Similarly Situated v. Xoma Corporation Steven C. MendellCourt of Appeals for the Ninth Circuit · 1996
- Joan C. Howard v. Everex Systems, Inc., Steven L.W. Hui Michael C.Y. Wong Wong's International (Holdings) Limited Gatcombe Corp. N.V.Court of Appeals for the Ninth Circuit · 2000
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