Legal Opinion

Pendergast v. Wells Fargo Clearing Services, LLC

District Court, D. Connecticut

Decided January 12, 2024No. 3:23-cv-00259Unknown

1Opinion

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT --------------------------------------------------------------- x STEPHEN W. PENDERGAST, : : Plaintiff, : MEMORANDUM & : ORDER ON MOTION TO -against- : VACATE ARBITRATION : AWARD AND CROSS- WELLS FARGO CLEARING SERVICES, LLC : MOTION TO CONFIRM d/b/a WELLS FARGO ADVISORS, : AWARD : Defendant. x 3:23-CV-00259 (VDO) --------------------------------------------------------------- VERNON D. OLIVER, United States District Judge: Stephen Pendergast (“Plaintiff” or “Pendergast”) brings an application to vacate the Financial Industry Regulatory…

2Cases cited10 opinions

  1. Hall Street Associates, L. L. C. v. Mattel, Inc.Supreme Court of the United States · 2008
  2. Stolt-Nielsen S. A. v. AnimalFeeds International Corp.Supreme Court of the United States · 2010
  3. Blair & Co., Inc. v. GottdienerCourt of Appeals for the Second Circuit · 2006
  4. Michael E. Wallace, David Jacaruso and Joseph Scotti v. Daljit S. Buttar and Paramjit Buttar, Robert Winston, AdditionalCourt of Appeals for the Second Circuit · 2004
  5. Schwartz v. Merrill Lynch & Co.Court of Appeals for the Second Circuit · 2011

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