Brennan v. Midwestern United Life Insurance Company
District Court, N.D. Indiana
1Opinion of the Court
MEMORANDUM OF DECISION AND ORDER
ESCHBACH, District Judge.
The complaint in this case alleges a class action for damages against the defendant corporation for aiding, abetting, and assisting, by its failure to report improper activities of a brokerage firm, the alleged violation by the brokerage firm of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j (b), and of Rule 10b-5 of the Securities and Exchange Commission, 17 C.F.R. § 240.10b-5. The alleged principal violator, Dobich Securities Corporation, was engaged in selling shares of stock in the defendant corporation, which…
2Cases cited27 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Federal Trade Commission v. Dean Foods Co.Supreme Court of the United States · 1966
- Helvering v. HallockSupreme Court of the United States · 1940
- Wong Yang Sung v. McGrathSupreme Court of the United States · 1950
- Perry O. Hooper, as Trustee in Bankruptcy of Consolidated American Industries, Inc. v. Mountain States Securities CorporationCourt of Appeals for the Fifth Circuit · 1960
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3Cited by101 opinions
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- Eisen v. Carlisle & JacquelinCourt of Appeals for the Second Circuit · 1968
- Fed. Sec. L. Rep. P 90,266 Irene L. Wright, on Behalf of Herself and All Others Similarly Situated v. Ernst & Young LLPCourt of Appeals for the Second Circuit · 1998
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