Legal Opinion
Securities & Exchange Commission v. Garber
District Court, S.D. New York
Decided April 22, 2013No. 12 Civ. 9339(SAS)PublishedCited by 5 opinions
1Opinion of the Court
OPINION AND ORDER
SHIRA A. SCHEINDLIN, District Judge.
I. INTRODUCTION
The Securities and Exchange Commission (“SEC”) brings this action against, inter alia, Danny Garber, Kenneth Yellin, Jordan Feinstein (collectively, “Individual Defendants”), the OGP Group LLC, Rio Sterling Holdings LLC, and Slow Train *376Holdings LLC (“Entity Defendants” and, together with Individual Defendants, “Defendants”).1 The SEC alleges that Defendants purchased over a billion unregistered shares in dozens of penny stock companies (“the Penny Stock Companies”) and resold the shares to the investing public without…
2Cases cited23 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Conley v. GibsonSupreme Court of the United States · 1957
- Swierkiewicz v. Sorema N. A.Supreme Court of the United States · 2002
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
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3Cited by5 opinions
- U.S. Securities and Exchange Commission v. Big Apple Consulting USA, Inc.Court of Appeals for the Eleventh Circuit · 2015
- Securities & Exchange Commission v. PennDistrict Court, S.D. New York · 2016
- Securities & Exchange Commission v. GarberDistrict Court, S.D. New York · 2014
- SECURITIES AND EXCHANGE COMMISSION v. LIBERTYDistrict Court, D. Maine · 2021
- Securities and Exchange Commission v. VergesDistrict Court, N.D. Texas · 2024