Legal Opinion
R. A. Holman & Co., Inc. v. Securities and Exchange Commission
Court of Appeals for the D.C. Circuit
Decided January 18, 1962No. 16464PublishedCited by 62 opinions
1Opinion of the Court
WASHINGTON, Circuit Judge.
This litigation challenges the validity of action taken by the Securities and Exchange Commission against the appellant company, a registered broker-dealer in securities, which has specialized in underwriting securities pursuant to Regulation A of the Commission. Under Regulation A, speaking generally, public offerings of $300,000 or less are exempt from the principal registration requirements of the Federal securities legislation. 1 On the basis of material reported to it by its staff, the appellee Commission on September 16, 1960, temporarily suspended the…
2Cases cited22 opinions
- Greene v. McElroySupreme Court of the United States · 1959
- Fahey v. MalloneeSupreme Court of the United States · 1947
- North American Cold Storage Co. v. City of ChicagoSupreme Court of the United States · 1908
- Jones v. Securities & Exchange CommissionSupreme Court of the United States · 1936
- Bourjois, Inc. v. ChapmanSupreme Court of the United States · 1937
17 more not listed; retrieve them via the Exa API.
3Cited by62 opinions
- Goldberg v. KellySupreme Court of the United States · 1970
- United States v. Southwestern Cable Co.Supreme Court of the United States · 1968
- Carmen Gonzalez v. Orville L. FreemanCourt of Appeals for the D.C. Circuit · 1964
- Odessa CARRION, Plaintiff-Appellant, v. YESHIVA UNIVERSITY, Defendant-AppelleeCourt of Appeals for the Second Circuit · 1976
- Investment Company Institute v. Board of Governors of the Federal Reserve SystemCourt of Appeals for the D.C. Circuit · 1977
57 more not listed; retrieve them via the Exa API.