Legal Opinion
Lemanik, S.A. v. McKinley Allsopp, Inc.
District Court, S.D. New York
Decided June 19, 1989No. 88 Civ. 3674 (RO)PublishedCited by 15 opinions
1Opinion of the Court
BARBARA A. LEE, United States Magistrate.
This is an action for securities fraud by a Swiss financial institution against a broker/dealer and two of its employees, pursuant to §§ 10(b) and 15(c)(1) of the Securities Exchange Act of 1934 (the “1934 Act”), 15 *604U.S.C. §§ 78j(b), 78o(c)(l); Rules 10b-5 and 15cl-5 thereunder, 17 C.F.R. §§ 240.-10b-5, 240.15cl-5; and § 12(2) of the Securities Act of 1933 (the “1933 Act”), 15 U.S. C. § 77Z(2). A pendent claim for breach of fiduciary obligation is also pleaded, and plaintiff seeks treble damages under the federal anti-racketeering statute, 18 U.S.C. §…
2Cases cited25 opinions
- New York State Association for Retarded Children, Inc. v. Hugh L. Carey, Individually and as Governor of the State of New YorkCourt of Appeals for the Second Circuit · 1983
- Randall v. LoftsgaardenSupreme Court of the United States · 1986
- St. Regis Paper Co. v. United StatesSupreme Court of the United States · 1962
- Lubbock Feed Lots, Inc., and Lockney Cooperative Gin v. Iowa Beef Processors, Inc.Court of Appeals for the Fifth Circuit · 1980
- U-Haul International, Inc., an Oregon Corp. v. Jartran, Inc., a Florida Corporation, and James A. RyderCourt of Appeals for the Ninth Circuit · 1986
20 more not listed; retrieve them via the Exa API.
3Cited by15 opinions
- In Re Enron Corp. Securities, Derivative & ERISADistrict Court, S.D. Texas · 2003
- Citizens Union of New York v. Attorney General of New YorkDistrict Court, S.D. New York · 2017
- Maddow v. Procter & Gamble Company, Inc.Court of Appeals for the Eleventh Circuit · 1997
- In re Rent-Way Securities LitigationDistrict Court, W.D. Pennsylvania · 2003
- Abu Dhabi Commercial Bank v. Morgan Stanley & Co.District Court, S.D. New York · 2012
10 more not listed; retrieve them via the Exa API.