Securities and Exchange Commission v. Allen R. Smith

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE Securities and Exchange Commission v. Case No. 14-CV-192-PB Opinion No.

2015 DNH 189

Allen R. Smith MEMORANDUM AND ORDER The Securities and Exchange Commission (“SEC”) brought this securities fraud action against Allen R. Smith for Smith’s role in an advance-fee investment fraud scheme.1 On July 2, 2015, I granted the SEC’s motion for summary judgment on all of its substantive claims and its requests for disgorgement and permanent injunctive relief. See Doc. No. 32. I denied without prejudice, however, the SEC’s request for a civil…