Legal Opinion
Securities & Exchange Commission v. Locke Capital Management, Inc.
District Court, D. Rhode Island
Decided June 30, 2011No. C.A. 09-100 SPublishedCited by 11 opinions
1Opinion of the Court
OPINION AND ORDER
WILLIAM E. SMITH, District Judge.
Before the Court are cross-motions for summary judgment by Plaintiff Securities and Exchange Commission (“Commission” or “SEC”) and Defendant Leila Jenkins. In this peculiar case, the Commission alleges that Jenkins concocted a Swiss client, created the appearance that the client had entrusted over one billion dollars to her company, and violated various securities laws. For the reasons explained below, the Court denies Jenkins’s motion for summary judgment and grants the Commission’s motion for summary judgment.
I. Background
A. Claims and…
2Cases cited28 opinions
- Jose MEDINA-MUNOZ, Etc., Et Al., Plaintiffs, Appellants, v. R.J. REYNOLDS TOBACCO COMPANY, Defendant, AppelleeCourt of Appeals for the First Circuit · 1990
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Jeffreys v. City of New YorkCourt of Appeals for the Second Circuit · 2005
- Pinter v. DahlSupreme Court of the United States · 1988
- Securities & Exchange Commission v. ZandfordSupreme Court of the United States · 2002
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3Cited by11 opinions
- Securities & Exchange Commission v. NadelDistrict Court, E.D. New York · 2015
- Securities and Exchange Commission v. LBRY, Inc.District Court, D. New Hampshire · 2023
- Securities & Exchange Commission v. EspositoDistrict Court, D. Massachusetts · 2018
- Securities and Exchange Commission v. Allen R. SmithDistrict Court, D. New Hampshire · 2015
- Securities and Exchange Commission v. AmeraTex Energy, Inc.District Court, E.D. Texas · 2021
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