Legal Opinion

Swartz Investments, LLC v. Vion Pharmaceuticals, Inc.

Court of Appeals of Georgia

Decided November 8, 2001No. A01A1316PublishedCited by 14 opinions

1Opinion of the Court

Pope, Presiding Judge.

In June 1997, Swartz Investments, LLC entered into a letter of agreement in which it agreed to assist Vion Pharmaceuticals, Inc. with a private placement to raise financing for Vion. By the end of August 1997, Swartz and Vion were able to raise $4,850,000 in financing from a number of investors. In connection with that financing, the parties signed a Placement Agent Agreement, containing a “Non-Circumvention & Confidentiality of Proprietary Agent Information” clause.

The “Non-Circumvention” clause can be read in two parts. The first part prohibits Vion for a five-year…

2Cases cited12 opinions

  1. W. R. Grace & Co. v. MouyalSupreme Court of Georgia · 1992
  2. Rakestraw v. LanierSupreme Court of Georgia · 1898
  3. Advance Technology Consultants, Inc. v. RoadTrac, LLCCourt of Appeals of Georgia · 2001
  4. Lee v. Environmental Pest & Termite Control, Inc.Supreme Court of Georgia · 1999
  5. Johnstone v. Tom's Amusement Co., Inc.Court of Appeals of Georgia · 1997

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3Cited by14 opinions

  1. Palmer & Cay, Inc. v. Marsh & McLennan Companies, Inc.Court of Appeals for the Eleventh Circuit · 2005
  2. Onbrand Media v. Codex Consulting, Inc.Court of Appeals of Georgia · 2009
  3. Hostetler v. Answerthink, Inc.Court of Appeals of Georgia · 2004
  4. Glisson v. Global Security Services, LLCCourt of Appeals of Georgia · 2007
  5. Paragon Technologies, Inc. v. InfoSmart Technologies, Inc.Court of Appeals of Georgia · 2011

9 more not listed; retrieve them via the Exa API.

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