Legal Opinion
Christopher A. Lowry v. Securities and Exchange Commission
Court of Appeals for the Eighth Circuit
Decided August 12, 2003No. 02-3439PublishedCited by 11 opinions
1Opinion of the Court
SMITH, Circuit Judge.
The Securities and Exchange Commission (Commission) sanctioned Christopher Lowry for failing to report to the Commission and inform investors of a personal loan his company made to him. Lowry appeals that decision. For the reasons stated herein, we affirm.
I. Facts
Lowry, a registered investment advisor, owned and operated Lowry Investors Services, Inc., also known as “No-Load Ad-visors.” In 1994, Lowry developed a business idea to provide lower-priced investment advisory, educational, and administration services to 401(k) plans by aggregating smaller 401(k) plans. He named…
2Cases cited16 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- United States v. LarionoffSupreme Court of the United States · 1977
- American Power & Light Co. v. Securities & Exchange CommissionSupreme Court of the United States · 1946
- Butz v. Glover Livestock Commission Co.Supreme Court of the United States · 1973
- Jacob Siegel Co. v. Federal Trade CommissionSupreme Court of the United States · 1946
11 more not listed; retrieve them via the Exa API.
3Cited by11 opinions
- Securities and Exchange Commission v. GeorgeCourt of Appeals for the Sixth Circuit · 2005
- Seghers v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2008
- Gibson v. Securities & Exchange CommissionCourt of Appeals for the Sixth Circuit · 2009
- Alabama State Board of Pharmacy v. HolmesCourt of Civil Appeals of Alabama · 2005
- Amanat v. Securities & Exchange CommissionCourt of Appeals for the Third Circuit · 2008
6 more not listed; retrieve them via the Exa API.