Legal Opinion
Gibson v. Securities & Exchange Commission
Court of Appeals for the Sixth Circuit
Decided March 11, 2009No. 08-3377PublishedCited by 2 opinions
1Opinion of the Court
OPINION
CLAY, Circuit Judge.
Jeffrey L. Gibson seeks review of the February 4, 2008 order of the Securities and Exchange Commission, which affirmed the administrative law judge’s issuance of a lifetime bar precluding Gibson from associating with any broker or dealer pursuant to § 15(b) of the Securities Exchange Act of 1934 and from associating with any investment adviser pursuant to § 203(f) of the Investment Advisers Act of 1940. For the reasons that follow, we DENY Gibson’s petition for review.
BACKGROUND
A. Procedural History
On August 5, 2005, the SEC Division of Enforcement (“the Division”)…
2Cases cited9 opinions
- Securities and Exchange Commission v. Paul A. BilzerianCourt of Appeals for the D.C. Circuit · 1994
- Charles W. STEADMAN, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Fifth Circuit · 1979
- Armstrong, Jones & Co., and Thomas W. Itin v. Securities and Exchange CommissionCourt of Appeals for the Sixth Circuit · 1970
- Daniel Lee Siebert v. Richard AllenCourt of Appeals for the Eleventh Circuit · 2007
- Mfs Securities Corp. v. Securities and Exchange Commission, New York Stock Exchange, IntervenorCourt of Appeals for the Second Circuit · 2004
4 more not listed; retrieve them via the Exa API.
3Cited by2 opinions
- Cedar Lake Nursing Home v. United States Department of Health & Human ServicesCourt of Appeals for the Fifth Circuit · 2010
- Fal-Meridian, Inc. v. U.S. Department of HealthCourt of Appeals for the Seventh Circuit · 2010