Legal Opinion

Fed. Sec. L. Rep. P 91,576 Securities and Exchange Commission v. James H. Randolph, Jr., and Charles Blackard

Court of Appeals for the Ninth Circuit

Decided June 29, 1984No. 83-2070PublishedCited by 87 opinions

1Opinion of the Court

J. BLAINE ANDERSON, Circuit Judge:

The Securities and Exchange Commission brought an action against James H. Randolph and Charles Blackard alleging violations of § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5, 17 C.F.R. 240.10b-5, for illegal insider trading. Simultaneous with the filing of the complaint, the parties filed a proposed consent decree. The district court, 564 F.Supp. 137, rejected the proposed decree and dismissed the action. We reverse.

I. BACKGROUND

On October 5, 1981, a merger between Santa Fe International Corporation (Santa Fe) and Kuwait…

2Cases cited16 opinions

  1. Carson v. American Brands, Inc.Supreme Court of the United States · 1981
  2. United States v. Armour & Co.Supreme Court of the United States · 1971
  3. Swift & Co. v. United StatesSupreme Court of the United States · 1928
  4. Pope v. United StatesSupreme Court of the United States · 1944
  5. United States v. NaftalinSupreme Court of the United States · 1979

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3Cited by87 opinions

  1. Robert O. Gilmore, Jr., and Inmates of San Quentin State Prison, United States of America, Intervenor v. People of the State of CaliforniaCourt of Appeals for the Ninth Circuit · 2000
  2. United States v. OregonCourt of Appeals for the Ninth Circuit · 1990
  3. Raymond J. Donovan, Secretary of Labor v. Loran W. Robbins, and Allen M. DorfmanCourt of Appeals for the Seventh Circuit · 1985
  4. United States Securities & Exchange Commission v. Citigroup Global Markets, Inc.Court of Appeals for the Second Circuit · 2014
  5. Securities and Exchange Commission v. John Naylor Clark, Iii, and Russell G. Van MoppesCourt of Appeals for the Ninth Circuit · 1990

82 more not listed; retrieve them via the Exa API.

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