Legal Opinion

Gaudette v. Panos

District Court, D. Massachusetts

Decided September 24, 1986No. Civ. A. 86-0393-CPublishedCited by 11 opinions

1Opinion of the Court

MEMORANDUM

CAFFREY, Chief Judge.

This is a civil action brought by Roger P. Gaudette and Jeannine R. Gaudette against Peter Panos and E.F. Hutton & Company, Inc. (“Hutton”). The defendant Peter Pa-nos was a broker and an employee at Hutton’s Salem, Massachusetts office during the time period relevant to this action. The plaintiffs seek to recover monetary damages caused by the alleged fraudulent and negligent administration of various investment accounts by Panos and Hutton. Count I of the second amended complaint 1 alleges a violation of Section 10(b) of the 1934 Securities Exchange Act, 15…

2Cases cited45 opinions

  1. Conley v. GibsonSupreme Court of the United States · 1957
  2. Sedima, S. P. R. L. v. Imrex Co.Supreme Court of the United States · 1985
  3. Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
  4. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
  5. Miree v. DeKalb CountySupreme Court of the United States · 1977

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3Cited by11 opinions

  1. New England Data Services, Inc. v. Barry BecherCourt of Appeals for the First Circuit · 1987
  2. Norman v. Brown, Todd & HeyburnDistrict Court, D. Massachusetts · 1988
  3. Morgan v. Financial Planning Advisors, Inc.District Court, D. Massachusetts · 1988
  4. Alton v. Prudential-Bache Securities, Inc.District Court, D. Massachusetts · 1990
  5. Fleming v. Bank of Boston Corp.District Court, D. Massachusetts · 1989

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