Legal Opinion
Ungerland v. MORGAN STANLEY AND CO., INC.
Connecticut Superior Court
Decided April 5, 2010No. File CV-09-5030785PublishedCited by 2 opinions
1Opinion of the CourtPeck, J.
The plaintiff, Brenda Ungerland, filed the two count complaint in this action on June 12, 2009. The defendants are Morgan Stanley & Company, Inc. (Morgan Stanley), a provider of securities brokerage services, and Sharon Kells, an agent of Morgan Stanley. The pertinent facts as alleged by the plaintiff or as set forth in the exhibits are as follows: Ungerland was a customer of Morgan Stanley until August, 2001, during which time she received “false and fraudulent” investment recommendations from the defendants that resulted in her sustaining $400,000 in principal losses. Ungerland instituted…
2Cases cited29 opinions
- Allied-Bruce Terminix Cos., Inc. v. DobsonSupreme Court of the United States · 1995
- Castro v. VieraSupreme Court of Connecticut · 1988
- Standard Tallow Corp. v. JowdySupreme Court of Connecticut · 1983
- George Corey, Trust Fund v. New York Stock ExchangeCourt of Appeals for the Sixth Circuit · 1982
- Diapulse Corporation of America v. Carba, Ltd.Court of Appeals for the Second Circuit · 1980
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3Cited by2 opinions
- Doctor's Associates, Inc. v. SearlConnecticut Appellate Court · 2018
- Ungerland v. MORGAN STANLEY AND CO., INC.Connecticut Appellate Court · 2012