Roy v. General Electric Co.

DECISION AND ORDER

WILLIAM E. SMITH, District Judge.

This matter comes before the Court on the Motions to Dismiss filed by the General Electric Company (“GE”) and UBS Financial Services, Inc. (“UBS”) (collectively, “Defendants”), against the Amended Complaint filed by Plaintiff David Roy (“Plaintiff’). After consideration of the parties’ submissions and the oral argument thereon, the Court grants Defendants’ motions.

I. Factual Background

The following factual background is limited to that necessary for disposition of the pending motions. The Court takes the facts as set forth in Plaintiffs…