Legal Opinion
Strougo v. Brantley Capital Corp.
District Court, S.D. New York
Decided June 3, 2007No. 06 Civ. 13315(SCR)PublishedCited by 12 opinions
1Opinion of the Court
DECISION AND ORDER
ROBINSON, District Judge.
I. Background
A. Procedural History
Barbara Strougo (“Strougo”) filed suit on *103November 17, 20061 under the Securities Exchange Act of 1934 and SEC Rule 10b-5 on behalf of herself and all others who purchased or otherwise acquired shares of Brantley Capital Corporation (“Brantley”) between August 14, 2003 and October 24, 2005 (the “Class Period”). The class action Complaint names as defendants Brantley, Robert Pinkas (“Pinkas”), Michael Finn (“Finn”), and Tab Keplinger (“Keplinger”); all three individual defendants were officers and/or directors of…
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- Iragorri v. United Technologies Corp.Court of Appeals for the Second Circuit · 2001
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