Legal Opinion
Securities & Exchange Commission v. Ferrone
District Court, N.D. Illinois
Decided February 22, 2016No. 11-cv-5223PublishedCited by 12 opinions
1Opinion of the Court
*554MEMORANDUM OPINION AND ORDER
Jeffrey T. Gilbert, United States Magistrate Judge
Plaintiff Securities and Exchange Commission (the “SEC”) alleges that Defendant Stephen D. Ferrone (“Ferrone”) violated Section 10(b) of the Exchange Act (15 U.S.C. § 78j(b)), Exchange Act Rule 10b-5 (17 C.F.R. § 240.10b-5), and Exchange Act Rule 13a-14 (17 C.F.R. § 240.131-14), and aided and abetted violations of Section 13(a) of the Exchange Act (15 U.S.C. § 78m(a)) and Exchange Act Rules 12b-20 (17 C.F.R. § 240.12b-20), 13a-l (17 C.F.R. § 240.13a-l), 13a-ll (17 C.F.R. § 240.13a-ll), and 13a-13 (17 C.F.R. §…
2Cases cited53 opinions
- Daubert v. Merrell Dow Pharmaceuticals, Inc.Supreme Court of the United States · 1993
- Tellabs, Inc. v. Makor Issues & Rights, Ltd.Supreme Court of the United States · 2007
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Luce v. United StatesSupreme Court of the United States · 1984
- Matrixx Initiatives, Inc. v. SiracusanoSupreme Court of the United States · 2011
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3Cited by12 opinions
- U.S. Sec. & Exch. Comm'n v. ITT Educ. Servs., Inc.District Court, S.D. Indiana · 2018
- Rubinstein v. GonzalezDistrict Court, N.D. Illinois · 2017
- U.S. Sec. & Exch. Comm'n v. ITT Educ. Servs., Inc.District Court, S.D. Indiana · 2018
- United States Securities & Exchange Commission v. BerrettiniDistrict Court, N.D. Illinois · 2016
- Allen v. American Cyanamid CoDistrict Court, E.D. Wisconsin · 2021
7 more not listed; retrieve them via the Exa API.