Legal Opinion
R. A. Holman & Co., Inc. v. Securities and Exchange Commission
Court of Appeals for the Second Circuit
Decided September 21, 1966No. 30276_1PublishedCited by 40 opinions
1Opinion of the Court
MOORE, Circuit Judge:
This is a petition by R. A. Holman & Co., Inc., a New York corporation formerly registered as a broker and a dealer under the Securities Exchange Act of 1934, Section 15(b), 15 U.S.C. § 78o(b), for review of an order of the Securities and Exchange Commission (SEC), revoking that registration, expelling petitioner from membership in the National Association of Securities Dealers, Inc., and making permanent an earlier SEC order which temporarily suspended the exemption from registration requirements of an offering of securities. Petitioner challenges the SEC order on…
2Cases cited10 opinions
- United States v. L. A. Tucker Truck Lines, Inc.Supreme Court of the United States · 1952
- Jencks v. United StatesSupreme Court of the United States · 1957
- Amos Treat & Co., Inc. v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1962
- Irwin Berko v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1963
- National Labor Relations Board v. Adhesive Products CorporationCourt of Appeals for the Second Circuit · 1958
5 more not listed; retrieve them via the Exa API.
3Cited by40 opinions
- Withrow v. LarkinSupreme Court of the United States · 1975
- Mortimer W. Hanly, Arthur Gladstone, Frederick C. Stutzmann, Jr., Steven Charles Paras, and Charles Arthur Fehr v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1969
- Securities & Exchange Commission v. KernCourt of Appeals for the Second Circuit · 2005
- Botsko v. Davenport Civil Rights CommissionSupreme Court of Iowa · 2009
- Kennilworth Partners L.P. v. Cendant Corp.District Court, D. New Jersey · 1999
35 more not listed; retrieve them via the Exa API.