Legal Opinion

BLACKBOOK CAPITAL INC v. THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

District Court, D. New Jersey

Decided August 10, 2020No. 2:19-cv-21772Unknown

1Opinion

Not for Publication UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY BLACKBOOK CAPITAL, INC., and FRANKLIN OGELE, Plaintiffs, Civil Action No. 19-cv-21772 v. OPINION THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., et al., Defendants. John Michael Vazquez, U.S.D.J. This case involves Defendant the Financial Industry Regulatory Authority Inc.’s (“FINRA”) decision to expel Plaintiff Blackbook Capital, Inc. (“Blackbook”), after Blackbook failed to fully comply with a disciplinary settlement agreement with FINRA. Presently before the Court is FINRA’s motion to dismiss the Amended Complaint…

2Cases cited21 opinions

  1. Ashcroft v. IqbalSupreme Court of the United States · 2009
  2. Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
  3. Fowler v. UPMC SHADYSIDECourt of Appeals for the Third Circuit · 2009
  4. Tellabs, Inc. v. Makor Issues & Rights, Ltd.Supreme Court of the United States · 2007
  5. Sandra Connelly v. Lane Construction CorpCourt of Appeals for the Third Circuit · 2016

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