Legal Opinion
Gambella v. Guardian Investor Services Corp.
District Court, S.D. New York
Decided December 10, 1999No. 98 Civ. 3328(JES)PublishedCited by 4 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
SPRIZZO, District Judge.
Plaintiff George Gambella (“Gambella”) alleges that defendants Guardian Investors Services Corporation (“Guardian”) and John McQueen (“McQueen”) violated § 10(b) of the Securities and Exchange Act of 1934, 15 U.S.C. § 78j(b) (“Section 10(b)”), and Rule 10b-5 promulgated thereunder by the Securities and Exchange Commission (“SEC”) 17 C.F.R. § 240.10b-5 (“Rule 10b-5”). Plaintiff also brings various state law claims, including common law fraud, negligence and breach of fiduciary duty. Defendants move to dismiss plaintiffs first amended…
2Cases cited16 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Birnbaum v. Newport Steel Corp.Court of Appeals for the Second Circuit · 1952
- Paul Stevelman, Individually and on Behalf of All Others Similarly Situated v. Alias Research Inc. And Stephen R.B. BinghamCourt of Appeals for the Second Circuit · 1999
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3Cited by4 opinions
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