Legal Opinion
Lowe v. Salomon Smith Barney, Inc.
District Court, W.D. New York
Decided June 3, 2002No. 6:01-cv-06429PublishedCited by 2 opinions
1Opinion of the Court
DECISION AND ORDER
LARIMER, Chief Judge.
Plaintiff, John P. Lowe, appearing pro se, 1 filed the complaint in this action on September 1, 2001, alleging claims under federal and New York law for securities fraud. Defendants, Salomon Smith Barney, Inc. (“SSB”) and B. Alex Henderson (“Henderson”), have moved to dismiss the complaint pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure.
BACKGROUND
The complaint alleges the following facts, which must be accepted as true for the purposes of deciding the motion to dismiss. At all times relevant to the complaint, plaintiff held 13,680…
2Cases cited22 opinions
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Birnbaum v. Newport Steel Corp.Court of Appeals for the Second Circuit · 1952
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3Cited by2 opinions
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