Legal Opinion
Securities & Exchange Commission v. Gonzalez De Castilla
District Court, S.D. New York
Decided June 27, 2001No. 01 Civ. 3999(RWS)PublishedCited by 8 opinions
1Opinion of the Court
OPINION
SWEET, District Judge.
In this action, plaintiff Securities and Exchange Commission (“SEC”) alleges that defendant Alejandro Duclaud Gonzalez de Castilla (“A.Duclaud”), received and passed to various friends and relatives in Mexico inside information pertaining to a January 2000 tender offer for CompUSA, Inc. (“CompUSA”) that collectively yielded them millions of dollars.
After obtaining an ex parte temporary restraining order freezing the assets in brokerage accounts held by the individual defendants, an order for sworn accounting from each defendant and expedited discovery on May 10,…
2Cases cited25 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
- Meinhard v. SalmonNew York Court of Appeals · 1928
- De Beers Consolidated Mines, Ltd. v. United StatesSupreme Court of the United States · 1945
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3Cited by8 opinions
- United States Securities & Exchange Commission v. SvobodaDistrict Court, S.D. New York · 2006
- Securities v. Ballesteros FrancoDistrict Court, S.D. New York · 2003
- Securities & Exchange Commission v. Gonzalez De CastillaDistrict Court, S.D. New York · 2002
- Securities & Exchange Commission v. Duclaud Gonzalez De CastillaDistrict Court, S.D. New York · 2001
- Securities & Exchange Commission v. One or More Unknown Traders in Securities of Onyx Pharmaceuticals, Inc.District Court, S.D. New York · 2013
3 more not listed; retrieve them via the Exa API.