Legal Opinion
Securities v. Ballesteros Franco
District Court, S.D. New York
Decided March 28, 2003No. 01 CIV. 3872(JGK)PublishedCited by 16 opinions
1Opinion of the Court
OPINION AND ORDER
KOELTL, District Judge.
This is an action brought by the plaintiff, the Securities and Exchange Commission (“SEC”) alleging violations of the federal securities laws arising out of the purchase of Nalco Chemical Company (“Nalco”) common stock by several individuals and entities associated with Jose Luis Balleste-ros Franco (“Jose Ballesteros”), a now deceased member of Nalco’s Board of Directors. The SEC asserts claims against those individuals and entities to whom Jose Ballesteros allegedly passed on material nonpublic information regarding Nal-co, namely (1) family members,…
2Cases cited30 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Swierkiewicz v. Sorema N. A.Supreme Court of the United States · 2002
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A.Supreme Court of the United States · 1994
- Sarah B. Shields, Individually and as Representative of All Others Similarly Situated v. Citytrust Bancorp, Inc., George F. Taylor and Irwin EngelmanCourt of Appeals for the Second Circuit · 1994
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3Cited by16 opinions
- Picard v. Cohmad Securities Corp. (In Re Bernard L. Madoff Investment Securities LLC)United States Bankruptcy Court, S.D. New York · 2011
- Picard Ex Rel. Bernard L. Madoff Investment Securities LLC v. Estate of Chais (In Re Bernard L. Madoff Investment Securities LLC)United States Bankruptcy Court, S.D. New York · 2011
- In re MadoffUnited States Bankruptcy Court, S.D. New York · 2015
- Securities & Exchange Commission v. TreadwayDistrict Court, S.D. New York · 2006
- CompuDyne Corp. v. ShaneDistrict Court, S.D. New York · 2006
11 more not listed; retrieve them via the Exa API.