Legal Opinion

The Radiology Center, S.C. And Enrique Schwarz, M.D. v. Stifel, Nicolaus & Company and Robert F. Shields

Court of Appeals for the Seventh Circuit

Decided November 29, 1990No. 89-3047PublishedCited by 71 opinions

1Opinion of the Court

FLAUM, Circuit Judge.

Plaintiffs Enrique Schwarz and Radiology Center brought suit against their stockbroker, defendant Robert Shields, and his employer, defendant Stifel, Nicolaus & Company. In their suit, Schwarz and Radiology Center allege a variety of federal and state securities violations, breach of fiduciary duties owed under ERISA and state law, and breach of contract. On defendants’ motion for summary judgment, the district court held the federal securities and ERISA claims to be barred by the applicable statutory limitations periods, and dismissed the pendent state law claims for…

2Cases cited15 opinions

  1. Fed. Sec. L. Rep. P 94,975 Michelle K. Tomera, on Behalf of Herself and All Others Similarly Situated v. Arthur T. Galt, Jr.Court of Appeals for the Seventh Circuit · 1975
  2. Schreiber v. Burlington Northern, Inc.Supreme Court of the United States · 1985
  3. Fed. Sec. L. Rep. P 95,379 Marian W. Short v. Belleville Shoe Manufacturing CompanyCourt of Appeals for the Seventh Circuit · 1990
  4. Bernard A. Schlifke and Harvey Kallick, D/B/A K & S Investments Co., a Partnership v. Seafirst Corp. And Seattle-First National BankCourt of Appeals for the First Circuit · 1989
  5. Roland Riddell v. Riddell Washington CorporationCourt of Appeals for the D.C. Circuit · 1989

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3Cited by71 opinions

  1. Cataldo v. United States Steel Corp.Court of Appeals for the Sixth Circuit · 2012
  2. Gluck v. Unisys Corp.Court of Appeals for the Third Circuit · 1992
  3. Anthony R. Caputo David A. Cook Paul B. Pebbles Duncan B. Robertson v. Pfizer, Inc.Court of Appeals for the Second Circuit · 2001
  4. J. Geils Band Employee Benefit Plan v. Smith Barney Shearson, Inc.Court of Appeals for the First Circuit · 1996
  5. Intel Corp. Investment Policy Comm. v. SulymaSupreme Court of the United States · 2020

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