Legal Opinion
Rozsa v. SG Cowen Securities Corp.
Court of Appeals for the Second Circuit
Decided January 24, 2006No. 05-1437PublishedCited by 3 opinions
1Opinion of the Court
SUMMARY ORDER
Plaintiff Theodore Rozsa filed this action after allegedly having been swindled out of five million dollars by scam artist Thomas Baribeau. The District Court dismissed plaintiffs claims against SG Cowen Securities Corp. (“SGC”), and plaintiff brought this appeal. We assume the parties’ famil*893iarity with the underlying facts and procedural history.
In 1999, Baribeau created the Aid for Humanity and Benevolence Foundation (the “Foundation”), which maintained an account with May Davis Group, Inc. (“MDG”); that account was managed by SGC. Baribeau convinced Rozsa to wire $5 million…
2Cases cited7 opinions
- Bruce C. Shrader v. Csx Transportation, Inc.Court of Appeals for the Second Circuit · 1995
- Fed. Sec. L. Rep. P 96,288 William S. Flickinger v. Harold C. Brown & Co., Inc. And Bradford Broker Settlement, Inc., N/k/a Fidata CorporationCourt of Appeals for the Second Circuit · 1991
- Fed. Sec. L. Rep. P 96,916 Edwards & Hanly v. Wells Fargo Securities Clearance CorporationCourt of Appeals for the Second Circuit · 1979
- In Re Blech Securities LitigationDistrict Court, S.D. New York · 1996
- Rozsa v. May Davis Group, Inc.District Court, S.D. New York · 2002
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3Cited by3 opinions
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- Fox International Relations v. Fiserv Securities, Inc.District Court, E.D. Pennsylvania · 2007
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