Legal Opinion
Fed. Sec. L. Rep. P 96,916 Edwards & Hanly v. Wells Fargo Securities Clearance Corporation
Court of Appeals for the Second Circuit
Decided June 27, 1979No. 606, Docket 78-7524PublishedCited by 120 opinions
1Opinion of the Court
GURFEIN, Circuit Judge:
Plaintiff Edwards & Hanly (“E&H”) sued Wells Fargo Securities Clearance Corporation (“Clearance Corporation”) for alleged violations of § 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”). 1 The District Court for the Southern District of New York (Hon. Lee P. Gagliardi, Judge), after a non-jury trial, granted judgment for the plaintiff in the sum of $1,441,-122.45, plus interest, on the ground that Clearance Corporation had aided and abetted T. P. Richardson & Co. (“Richardson”), a California broker-dealer, in committing a Section 10(b), Rule 10b-5 fraud,…
2Cases cited10 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Landy v. Federal Deposit InsuranceSupreme Court of the United States · 1974
- Rolf v. Blyth, Eastman Dillon & Co.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 95,351 Billie Jean Woodward v. Metro Bank of DallasCourt of Appeals for the Fifth Circuit · 1975
- Landry v. Federal Deposit Insurance CorporationCourt of Appeals for the Third Circuit · 1973
5 more not listed; retrieve them via the Exa API.
3Cited by120 opinions
- Fed. Sec. L. Rep. P 98,697 John P. Decker v. Massey-Ferguson, LimitedCourt of Appeals for the Second Circuit · 1982
- Metge v. BaehlerCourt of Appeals for the Eighth Circuit · 1985
- Fed. Sec. L. Rep. P 91,922 James Bloor v. Carro, Spanbock, Londin, Rodman & FassCourt of Appeals for the Second Circuit · 1985
- Sirota v. Solitron Devices, Inc.Court of Appeals for the Second Circuit · 1982
- Armstrong v. McAlpinCourt of Appeals for the Second Circuit · 1983
115 more not listed; retrieve them via the Exa API.