Legal Opinion
Securities & Exchange Commission v. Lybrand
District Court, S.D. New York
Decided May 10, 2002No. 00 CIV.1387 SHSPublishedCited by 16 opinions
1Opinion of the Court
OPINION & ORDER
STEIN, District Judge.
The Securities and Exchange Commission (“SEC”) brought this civil enforcement action charging Peter C. Lybrand, Richard S. Kern, Donald R. Kern and Charles Wilkins with violations of the securities laws in connection with the public sale of shares in three “shell” corporations. The SEC alleges that 1) Lybrand, Wilkins and the Kerns illegally traded securities in interstate commerce without filing the registration statements required by Sections 5(a) and (c) of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. §§ 77e(a) and 77e(c); and 2) Lybrand,…
2Cases cited28 opinions
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A.Supreme Court of the United States · 1994
- Ying Jing Gan v. City of New YorkCourt of Appeals for the Second Circuit · 1993
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3Cited by16 opinions
- Securities & Exchange Commission v. KernCourt of Appeals for the Second Circuit · 2005
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- United States Securities & Exchange Commission v. WeyDistrict Court, S.D. New York · 2017
- United States Securities & Exchange Commission v. PowerDistrict Court, S.D. New York · 2007
- Silvercreek Management, Inc. v. Citigroup, Inc.District Court, S.D. New York · 2017
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