United States Securities and Exchange Commission v. Brown
District Court, District of Columbia
1Opinion of the Court
AMENDED MEMORANDUM OPINION
GLADYS KESSLER, District Judge.
Plaintiff United States Securities and Exchange Commission (“SEC”) brings this action, against Defendants Elaine M. Brown and Gary A. Prince 1 alleging violations of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. § 77a et seq., the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78a et seq., and Rules promulgated under the Exchange Act. This matter is before the Court on Brown’s Motion for Summary Judgment [Dkt. No. 95] and Prince’s Motion for Partial Summary Judgement [Dkt. No. 94]. Upon consideration of ,the…
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