Legal Opinion
Sec. & Exch. Comm'n v. RPM Int'l, Inc.
Court of Appeals for the D.C. Circuit
Decided September 29, 2017No. Civil Action No. 16–1803 (ABJ)PublishedCited by 14 opinions
1Opinion of the Court
AMY BERMAN JACKSON, United States District Judge
The Securities and Exchange Commission ("SEC") has brought this action alleging securities violations under the Securities Act of 1933 ("Securities Act"), the Securities Exchange Act of 1934 ("Exchange Act"), and the Exchange Act Rules, against defendants RPM International, Inc. ("RPM") and RPM's General Counsel and Chief Compliance Officer, Edward W. Moore ("Moore"). Compl. [Dkt. # 1] ¶¶ 1, 3 8-9, 85-105. The SEC alleges that defendants fraudulently failed to disclose loss contingencies in RPM's SEC filings at a time when they were aware that a…
2Cases cited67 opinions
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