Legal Opinion
Securities Investor Protection Corp. v. Stratton Oakmont, Inc. (In Re Stratton Oakmont, Inc.)
District Court, S.D. New York
Decided January 24, 2001No. 97-40501 ALGPublishedCited by 5 opinions
1Opinion of the Court
MEMORANDUM OF DECISION
ALLAN L. GROPPER, Bankruptcy Judge.
Stratton Oakmont, Inc. (“Stratton Oak-mont”) was a securities broker-dealer and a member of the National Association of Securities Dealers (“NASD”) and the Securities investor Protection Corporation (“SIPC”). After Stratton Oakmont was expelled from the NASD for a pattern of wilful disregard of regulatory requirements, it ceased doing business and filed a petition under Chapter 11 of the Bankruptcy Code in this Court. On January 27, 1997, SIPC filed a complaint in the District Court seeking entry of a protective decree adjudicating that…
2Cases cited20 opinions
- Tcherepnin v. KnightSupreme Court of the United States · 1967
- Pinter v. DahlSupreme Court of the United States · 1988
- Securities Investor Protection Corp. v. BarbourSupreme Court of the United States · 1975
- In Re Benjamin Pierce Simmons, Bankrupt. Benjamin Pierce Simmons v. J.T. SavellCourt of Appeals for the Fifth Circuit · 1985
- Integrated Resources, Inc. v. Ameritrust Co. National (In Re Integrated Resources, Inc.)District Court, S.D. New York · 1993
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3Cited by5 opinions
- Mishkin v. Siclari (In Re Adler, Coleman Clearing Corp.)United States Bankruptcy Court, S.D. New York · 2002
- Peltz v. Gulfcoast Workstation Group (In Re Bridge Information Systems, Inc.)United States Bankruptcy Court, E.D. Missouri · 2003
- Securities & Exchange Commission v. GorenDistrict Court, E.D. New York · 2002
- In Re John Dawson & Associates, Inc.United States Bankruptcy Court, N.D. Illinois · 2003
- Securities Investor Protection Corp. v. Bernard L. Madoff Investment Securities LLC (In re Madoff)United States Bankruptcy Court, S.D. New York · 2013