Legal Opinion
In Re John Dawson & Associates, Inc.
United States Bankruptcy Court, N.D. Illinois
Decided January 16, 2003No. 15-26676PublishedCited by 3 opinions
1Opinion of the Court
MEMORANDUM OPINION
JOHN D. SCHWARTZ, Bankruptcy Judge.
This opinion follows a four day trial in which Douglas Cameron sought to prove that he is entitled to funds for losses due to allegedly unauthorized trades under the Securities Investor Protection Act of 1970, 15 U.S.C. § 78aaa et seq. (“SIPA”). J. William Holland, in his capacity as trustee (“Trustee”) for John Dawson & Associates, Inc. (“JDA”) takes the position that Cameron’s claim must fail because Cameron did not make written objections and because Cameron does not qualify as a “customer” entitled to a SIPA advance.
From 1972 until…
2Cases cited17 opinions
- Securities Investor Protection Corp. v. BarbourSupreme Court of the United States · 1975
- In Re ThebusIllinois Supreme Court · 1985
- In Re Stalvey & Associates, Inc.Court of Appeals for the Fifth Circuit · 1985
- Evanston Bank v. Conticommodity Services, Inc.District Court, N.D. Illinois · 1985
- Ellwood v. Mid States Commodities, Inc.Supreme Court of Iowa · 1987
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3Cited by3 opinions
- Bub v. Rockstone Capital, LLCDistrict Court, E.D. New York · 2014
- Securities Investor Protection Corp. v. Bernard L. Madoff Investment Securities LLC (In re Madoff)United States Bankruptcy Court, S.D. New York · 2013
- Employers Mutual Casualty Co. v. Vigilotti (In re Vigilotti)United States Bankruptcy Court, D. Connecticut · 2014