Legal Opinion

Securities & Exchange Commission v. Goren

District Court, E.D. New York

Decided May 28, 2002No. 1:00-cr-00970PublishedCited by 4 opinions

1Opinion of the Court

MEMORANDUM AND ORDER

PLATT, District Judge.

Before the Court are objections from thirteen claimants (“Claimants”) in the Securities Investor Protection Corporation’s (“SIPC”) liquidation (“SIPC Liquidation”) of the consolidated estates of New Times Securities, Incorporated (“New Times”) and New Age Financial Services, Incorporated (“New Age”). For the reasons stated below, those Claimants’ objections are SUSTAINED.

BACKGROUND

The full factual background of this case was stated by the Court in its Memorandum and Order of March 6, 2002 wherein the Court withdrew the reference of the SIPC…

2Cases cited8 opinions

  1. Securities Investor Protection Corp. v. BarbourSupreme Court of the United States · 1975
  2. Jackson v. Mishkin (In Re Adler, Coleman Clearing Corp.)District Court, S.D. New York · 2001
  3. Securities and Exchange Com'n v. SJ Salmon & Co., Inc.District Court, S.D. New York · 1974
  4. In Re AR Baron Co., Inc.United States Bankruptcy Court, S.D. New York · 1998
  5. Securities Investor Protection Corp. v. Oberweis Securities, Inc. (In Re Oberweis Securities, Inc.)United States Bankruptcy Court, N.D. Illinois · 1991

3 more not listed; retrieve them via the Exa API.

3Cited by4 opinions

  1. Securities & Exchange Commission v. GorenDistrict Court, E.D. New York · 2003
  2. In re New Times Securities Services, Inc.Court of Appeals for the Second Circuit · 2004
  3. Rosenman Family, LLC v. PicardDistrict Court, S.D. New York · 2009
  4. In Re: New Times Securities Services, Inc. And New Age Financial Services, Inc., Debtors. Myrna K. Jacobs, Simon and Helga Noveck, Miriam Seidenberg, Felice Linder, Angelo Scarlata, the Rose Marie Ceparano Irrevocable Trust, the Estate of Allan A. Blynd, Salvatore and Stella Digiorgio, Project Earth Environmental Fundraisers, Inc., New York Optical, Inc., the Carl Carter Irrevocable Trust, Craig Roffman, Ellen Eschen, and Jill Gundry, Claimants-AppelleesCourt of Appeals for the Second Circuit · 2004

Showing a preview — retrieve the full document via the Exa API.

Powered by the Exa API