Legal Opinion

Frishman v. Maginn

Massachusetts Appeals Court

Decided August 28, 2009No. 08-P-307PublishedCited by 4 opinions

1Opinion of the CourtKatzmann, J.

In this case, we consider the applicability of *104regulation D, 17 C.F.R. §§ 230.501-230.506 (2007), issued pursuant to the Securities Act of 1933, 15 U.S.C. § 11A et seq., which prohibits the sale of unregistered securities in nonpublic offerings to “unaccredited investors.” The plaintiffs, Alan Frish-man (Frishman), Richard Simon, Joan Frishman (Joan), and Sheila Nassberg filed a two-count complaint against the defendant, Robert A. Maginn, Jr. Count one alleged that the defendant breached a contract in which he purportedly agreed to assign to the plaintiffs certain shares of stock of iBasis,…

2Cases cited26 opinions

  1. Kourouvacilis v. General Motors Corp.Massachusetts Supreme Judicial Court · 1991
  2. Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
  3. Pinter v. DahlSupreme Court of the United States · 1988
  4. Situation Management Systems, Inc. v. Malouf, Inc.Massachusetts Supreme Judicial Court · 2000
  5. Lafayette Place Associates v. Boston Redevelopment AuthorityMassachusetts Supreme Judicial Court · 1998

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3Cited by4 opinions

  1. Barfield v. Sho-Me Power Electric CooperativeDistrict Court, W.D. Missouri · 2014
  2. Society of the Holy Transfiguration Monastery, Inc. v. Archbishop GregoryDistrict Court, D. Massachusetts · 2010
  3. E & G Food Corp. v. Cumberland Farms, Inc.Massachusetts District Court, Appellate Division · 2011
  4. K & K Development, Inc. v. AndrewsMassachusetts Appeals Court · 2023

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