Securities and Exchange Commission v. Esm Government Securities, Inc.

645 F.2d 310

Fed. Sec. L. Rep. P 97,995

In the Matter of an Application to Enforce Administrative

Subpoena Duces Tecum of the SECURITIES AND

EXCHANGE COMMISSION, Plaintiff-Appellee,

v.

ESM GOVERNMENT SECURITIES, INC., Defendant-Appellant.

No. 79-2868.

United States Court of Appeals,

Fifth Circuit.

Unit B

May 18, 1981.

Arky, Freed, Stearns, Watson & Greer, Bruce W. Greer, Gerald B. Cope, Jr., Miami, Fla., for defendant-appellant.

David A. Sirignano, Rosalind C. Cohen, Jacob H. Stillman, Frederick B. Wade, Securities & Exchange Comm., Washington, D. C., for plaintiff-appellee.

Appeal from the United States…