Legal Opinion
Standard Investment Chartered, Inc. v. National Ass'n of Securities Dealers, Inc.
Court of Appeals for the Second Circuit
Decided March 18, 2009No. Docket 07-3372-cvPublishedCited by 21 opinions
1Opinion of the Court
JON O. NEWMAN, Circuit Judge.
This appeal arises out of the consolidation of the member regulation operations of the National Association of Securities Dealers (“NASD”) and the New York Stock Exchange Group, Inc. (“NYSE”). 1 The appeal presents the unusual situation of a case, dismissed for lack of exhaustion of administrative remedies, in which the appellant, Standard Investment Chartered, Inc. (“Standard”) contends that the required exhaustion was concluded before argument of the appeal. The appeal is taken from the May 3, 2007, judgment of the District Court for the Southern District of New…
2Cases cited17 opinions
- Sammy Lee Terrell v. R.D. Brewer, Warden Jon Morales Christopher C. PhillipsCourt of Appeals for the Ninth Circuit · 1991
- United States v. Munsingwear, Inc.Supreme Court of the United States · 1950
- U.S. Bancorp Mortgage Co. v. Bonner Mall PartnershipSupreme Court of the United States · 1994
- Wyatt v. TerhuneCourt of Appeals for the Ninth Circuit · 2003
- United States & Interstate Commerce Commission v. American Railway Express Co.Supreme Court of the United States · 1924
12 more not listed; retrieve them via the Exa API.
3Cited by21 opinions
- Restivo v. HessemannCourt of Appeals for the Second Circuit · 2017
- Netcoalition v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2013
- June v. Union Carbide Corp.Court of Appeals for the Tenth Circuit · 2009
- Kerr v. PolisCourt of Appeals for the Tenth Circuit · 2021
- Holt v. Town of StoningtonCourt of Appeals for the Second Circuit · 2014
16 more not listed; retrieve them via the Exa API.