Legal Opinion
QUINN AND COMPANY, Inc., and John Dornacker, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent
Court of Appeals for the Tenth Circuit
Decided December 17, 1971No. 71-1090PublishedCited by 35 opinions
1Opinion of the Court
HILL, Circuit Judge.
Quinn and Company, Inc. and Dornacker have petitioned this Court to review an order of the Securities and Exchange Commission entered on January 25, 1971, suspending Dornacker from association with any broker or dealer for a period of 20 days, and suspending Quinn and Company, Inc., from membership in the National Association of Securities Dealers, Inc., for a 15-day period to begin concurrently with Dornacker’s suspension. By an order entered January 29, 1971, the Commission granted petitioners’ request for a stay of its suspension order pending review by this Court.
Our…
2Cases cited10 opinions
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
- Gilligan, Will & Co., a Partnership, and James Gilligan and William Will v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1959
- Mortimer W. Hanly, Arthur Gladstone, Frederick C. Stutzmann, Jr., Steven Charles Paras, and Charles Arthur Fehr v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1969
- Custer Channel Wing Corp. v. United StatesSupreme Court of the United States · 1967
- United States v. Custer Channel Wing Corporation and Willard R. CusterCourt of Appeals for the Fourth Circuit · 1967
5 more not listed; retrieve them via the Exa API.
3Cited by35 opinions
- Commodity Futures Trading Commission v. Jack W. SavageCourt of Appeals for the Ninth Circuit · 1980
- Mayflower Securities Co. v. Bureau of SecuritiesSupreme Court of New Jersey · 1973
- Fed. Sec. L. Rep. P 97,588 Securities and Exchange Commission v. Stephen MurphyCourt of Appeals for the Ninth Circuit · 1980
- McFarland v. Memorex Corp.District Court, N.D. California · 1980
- ARTHUR LIPPER CORPORATION and Arthur Lipper, III, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Second Circuit · 1977
30 more not listed; retrieve them via the Exa API.