Legal Opinion

NH Bureau of Securities Regulation v. LPL Financial

District Court, D. New Hampshire

Decided August 4, 2015No. 15-cv-156-JDPublished

1Opinion of the Court

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE New Hampshire Bureau of Securities Regulation v. Civil No. 15-cv-156-JD Opinion No.

2015 DNH 152

LPL Financial, LLC O R D E R The New Hampshire Bureau of Securities Regulation (“Bureau”) initiated an adjudicative proceeding under the New Hampshire Securities Act, RSA chapter 421-B, with a “Notice of Order,” served on LPL Financial, LLC. LPL removed the action to this court under 28 U.S.C. § 1441(a) and § 1446, claiming diversity jurisdiction under 28 U.S.C. § 1332(a). The Bureau moved to remand, contending that the case was…

2Cases cited8 opinions

Moor v. County of AlamedaSupreme Court of the United States · 1973
University of Rhode Island v. A.W. Chesterton CompanyCourt of Appeals for the First Circuit · 1993
Volkswagen De Puerto Rico, Inc. v. Puerto Rico Labor Relations BoardCourt of Appeals for the First Circuit · 1972
Appeal of BasaniSupreme Court of New Hampshire · 2003
Whelchel v. Regus Management Group, LLCDistrict Court, D. Massachusetts · 2012

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