Legal Opinion
Brawer v. Options Clearing Corp.
District Court, S.D. New York
Decided April 29, 1986No. 85 Civ. 2148 (LLS)PublishedCited by 8 opinions
1Opinion of the Court
OPINION and ORDER
STANTON, District Judge.
Defendants The Options Clearing Corporation (“OCC”) and American Stock Exchange, Inc. (“AMEX”) move pursuant to Fed.R.Civ.P. 12(b)(6) to dismiss the complaint for failure to state a claim upon which relief can be granted, on the ground that there is no private right of action under the applicable provisions of the Securities Exchange Act of 1934 (“Exchange Act” or “Act”), 15 U.S.C. § 78a et seq., under which plaintiff sues; and pursuant to Fed.R.Civ.P. 9(b) for failure to allege fraud or bad faith with the requisite particularity.
Background
The AMEX and…
2Cases cited21 opinions
- Cort v. AshSupreme Court of the United States · 1975
- Cannon v. University of ChicagoSupreme Court of the United States · 1979
- Touche Ross & Co. v. RedingtonSupreme Court of the United States · 1979
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
16 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- Manning v. Smith Barney, Harris Upham & Co.District Court, S.D. New York · 1993
- Fed. Sec. L. Rep. P 93,013 Leonard Brawer v. The Options Clearing Corporation and American Stock Exchange, Inc., DefendantsCourt of Appeals for the Second Circuit · 1986
- Riggs v. SchappellDistrict Court, D. New Jersey · 1996
- In re Barclays Liquidity Cross & High Frequency Trading LitigationDistrict Court, S.D. New York · 2015
- Kakar v. Chicago Board Options Exchange, Inc.District Court, S.D. New York · 1988
3 more not listed; retrieve them via the Exa API.