Brown v. EF Hutton & Co., Inc.

MEMORANDUM OPINION AND ORDER COMPELLING ARBITRATION ON COUNTS II, III, IV AND V OF PLAINTIFF’S AMENDED COMPLAINT

SPELLMAN, District Judge.

THIS CAUSE came before the Court on the Defendant’s Motion and Application for Order Compelling Arbitration and Staying Arbitration Pending Litigation of Plaintiff’s Securities Claims. For the following reasons the Court finds that Counts II, III, IV, and V of Plaintiff’s Second Amended Complaint should be submitted to arbitration forthwith.

I

When Plaintiff, Fred M. Brown, opened a brokerage account with the Defendant, E.F. Hutton, he signed a customer…