Legal Opinion
Holmes v. Bateson
District Court, D. Rhode Island
Decided August 26, 1977No. Civ. A. 5116PublishedCited by 33 opinions
1Opinion of the Court
OPINION
DAY, Senior District Judge.
This is a civil action in which the plaintiffs, executors of the Estate of Howard W. Holmes (the Estate), seek damages and oth er relief on account of alleged violations of § 10(b) of the Securities Exchange Act of 1934 (the Act) and Rule 10b-5 promulgated thereunder, as well as, the alleged commission of fraud and breach of fiduciary obligations under the laws of Rhode Island. This Court has jurisdiction over the federal claims pursuant to § 27 of the Act, 15 U.S.C. § 78aa, and pendent jurisdiction over the state claims.
The plaintiffs claim that defendants…
2Cases cited68 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Bigelow v. RKO Radio Pictures, Inc.Supreme Court of the United States · 1946
63 more not listed; retrieve them via the Exa API.
3Cited by33 opinions
- Gilbert Roeder, Etc. v. Alpha Industries, Inc.Court of Appeals for the First Circuit · 1987
- Dura-Bilt Corp. v. Chase Manhattan Corp.District Court, S.D. New York · 1981
- Holmes v. BatesonCourt of Appeals for the First Circuit · 1978
- Guilbeault v. R.J. Reynolds Tobacco Co.District Court, D. Rhode Island · 2000
- Ceres Partners v. GEL AssociatesCourt of Appeals for the Second Circuit · 1990
28 more not listed; retrieve them via the Exa API.