Legal Opinion
Holmes v. Bateson
Court of Appeals for the First Circuit
Decided August 11, 1978No. Nos. 77-1484 to 77-1486PublishedCited by 79 opinions
1Opinion of the Court
BOWNES, Circuit Judge.
This appeal arises from claims brought under the Securities Exchange Act of 1934, section 10(b), 15 U.S.C. § 78j(b), and Securities Exchange Commission Rule 10b-5, to obtain compensatory damages for the sales of securities allegedly induced by appellants in violation of the Act and the rules promulgated pursuant to it.1 An action for *545fraud was also brought under Rhode Island law. Specifically, it was alleged that appellants “willfully participated in a scheme and plan and in acts and practices designed to communicate false and misleading information about the condition,…
2Cases cited33 opinions
- United States v. United States Gypsum Co.Supreme Court of the United States · 1948
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
28 more not listed; retrieve them via the Exa API.
3Cited by79 opinions
- Greebel v. FTP Software, Inc.Court of Appeals for the First Circuit · 1999
- Huddleston v. Herman & MacLeanCourt of Appeals for the Fifth Circuit · 1981
- Blue Sky L. Rep. P 72,496, Fed. Sec. L. Rep. P 93,186 Thorburn Kennedy, Trustee v. Josephthal & Company, Inc., Edward M. Swartz and Fredric SwartzCourt of Appeals for the First Circuit · 1987
- Gilbert Roeder, Etc. v. Alpha Industries, Inc.Court of Appeals for the First Circuit · 1987
- SHARP, Stanley L. v. COOPERS & LYBRAND, AppellantCourt of Appeals for the Third Circuit · 1981
74 more not listed; retrieve them via the Exa API.