Legal Opinion

Fed. Sec. L. Rep. P 97,371 Wertheim & Co. v. Codding Embryological Sciences, Inc., Codding Cattle Research, Donald K. Codding and Charles H. Codding

Court of Appeals for the Tenth Circuit

Decided April 30, 1980No. 78-1569PublishedCited by 12 opinions

1Opinion of the Court

McWILLIAMS, Circuit Judge.

This case involves the Securities Act of 1933 and the Securities Exchange Act of 1934. Wertheim & Company is a partnership engaged in major securities offerings with offices in New York. Donald and Charles Codding are brothers engaged in the ranching business in Osage County, Oklahoma. In 1972 the Coddings launched a special beef stock promotion which involved two aspects: (1) utilization of the most recent technology for breeding, feeding and care of cattle; and (2) the use of embryo transplants for exotic cattle breeds as a means of extending genetic influence and…

2Cases cited5 opinions

  1. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  2. Fed. Sec. L. Rep. P 95,887 Sundstrand Corporation v. Sun Chemical CorporationCourt of Appeals for the Seventh Circuit · 1977
  3. Fed. Sec. L. Rep. P 96,030 Henry T. Sanders v. John Nuveen & Co., Inc.Court of Appeals for the Seventh Circuit · 1977
  4. Fed. Sec. L. Rep. P 95,744 K. Jay Holdsworth and Dona S. Holdsworth v. Kline D. Strong, Securities and Exchange Commission, Amicus CuriaeCourt of Appeals for the Tenth Circuit · 1976
  5. C. H. Codding & Sons v. Armour And CompanyCourt of Appeals for the Tenth Circuit · 1968

3Cited by12 opinions

  1. Fed. Sec. L. Rep. P 98,639 Dale Hackbart and Holmes Tire of Denver, Inc., a Colorado Corporation, by Dale Hackbart as Shareholder v. James F. HolmesCourt of Appeals for the Tenth Circuit · 1982
  2. Junker v. CroryCourt of Appeals for the Fifth Circuit · 1981
  3. Fed. Sec. L. Rep. P 98,680 Dale B. Loveridge and Owen W. Johnson v. Verne E. Dreagoux, Archie D. Burton, Max Hogan, Everett DahlCourt of Appeals for the Tenth Circuit · 1982
  4. Friedman v. Rayovac Corp.District Court, W.D. Wisconsin · 2003
  5. Basile v. Merrill Lynch, Pierce, Fenner & Smith, Inc.District Court, S.D. Ohio · 1982

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