Cashmore v. Financial Industry Regulatory Authority

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK JEFFREY A. CASHMORE, Plaintiff, v. DECISION AND ORDER 18-CV-1198S FINANCIAL INDUSTRY REGULATORY AUTHORITY, Defendant. I. Introduction This is a removed contract action challenging a Letter of Acceptance, Waiver and Consent (or “AWC”) Plaintiff executed with Defendant Financial Industry Regulatory Authority (or “FINRA”). Plaintiff also challenges the continuing effects of that AWC after Plaintiff ceased to be under FINRA’s jurisdiction. This AWC is listed on Defendant’s public disclosure database; Plaintiff seeks this record expunged.…