Legal Opinion
Fed. Sec. L. Rep. P 93,116 George E. Dudley, Receiver for Insurance Investors Trust Company v. Southeastern Factor and Finance Corporation
Court of Appeals for the Fifth Circuit
Decided October 12, 1971No. 30641_1PublishedCited by 66 opinions
1Opinion of the Court
DAVIS, Judge:
This is another ease staking out a piece of the already crowded field of “sellers” and “purchasers” of securities under § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1964) and its enabling rule, Rule 10b-5, 17 C.F.R. § 240.10b-5 (1971). We are called upon to determine whether appellant George Dudley, acting as representative of Insurance Investors Trust Company (IITC), has such standing on the basis of the assertions in his complaint. He was appointed receiver of IITC (a Kentucky corporation) in 1967 and discovered among its assets a certificate of ownership…
2Cases cited23 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Birnbaum v. Newport Steel Corp.Court of Appeals for the Second Circuit · 1952
- Alexander Kahan, on Behalf of Himself and All Others Similarly Situated v. Lewis RosenstielCourt of Appeals for the Third Circuit · 1970
- Leo Vine v. Beneficial Finance Company, Inc., and Charles H. Dowd, Stuart A. Wixson, George J. Springer, C. H. Donohue and Crown Finance Company, Inc.Court of Appeals for the Second Circuit · 1967
- Bernard v. Beneficial Finance Co.Supreme Court of the United States · 1969
18 more not listed; retrieve them via the Exa API.
3Cited by66 opinions
- Landry v. Federal Deposit Insurance CorporationCourt of Appeals for the Third Circuit · 1973
- Fed. Sec. L. Rep. P 94,405 Joe L. Smallwood v. Pearl Brewing Company, Southdown, Inc., Zapata Norness, Inc., Albert J. Rangeand D. Doyle MizeCourt of Appeals for the Fifth Circuit · 1974
- Fed. Sec. L. Rep. P 94,496 Richard J. Sargent v. Genesco, Inc.Court of Appeals for the Fifth Circuit · 1974
- Fed. Sec. L. Rep. P 93,718 Glen J. Travis v. Anthes Imperial LimitedCourt of Appeals for the Eighth Circuit · 1973
- Fed. Sec. L. Rep. P 97,346 Robert L. Alley, Cross-Appellee v. Louis Miramon, Jr., Cross-AppellantsCourt of Appeals for the Fifth Circuit · 1980
61 more not listed; retrieve them via the Exa API.