Legal Opinion
Clinton O. & Lura Curtis Jones Memorial Trust Ex Rel. Myers v. Tsai Investment Services, Inc.
District Court, S.D. New York
Decided November 28, 1973No. 71 Civ. 3712PublishedCited by 13 opinions
1Opinion of the Court
OPINION, FINDINGS OF FACT AND CONCLUSIONS OF LAW
LEVET, District Judge.
This is an action by the above-named four trustees (“Trustees”) against defendant Tsai Investment Service, Inc. (“TISI”).
After plaintiff’s case had been submitted and with the consent of plaintiff’s counsel the Complaint against the two individual defendants, Gerald Tsai, Jr. and Robert Campbell, Jr., was dismissed, leaving TISI as the sole defendant.
Jurisdiction is based on diversity. Plaintiff filed this action under the “anti-fraud provisions of the Investment Adviser’s Act of 1940 (15 U.S.C. § 80b-6(1), (2), and (4)),…
2Cases cited14 opinions
- Channel Master Corp. v. Aluminium Limited Sales, Inc.New York Court of Appeals · 1958
- Rudman v. Cowles Communications, Inc.New York Court of Appeals · 1972
- Sabo v. DelmanNew York Court of Appeals · 1957
- Fogelson v. Rackfay Construction Co.New York Court of Appeals · 1950
- Mitchill v. LathNew York Court of Appeals · 1928
9 more not listed; retrieve them via the Exa API.
3Cited by13 opinions
- Gross v. Diversified Mortgage InvestorsDistrict Court, S.D. New York · 1977
- Anderson v. Phoenix Investment Counsel of Boston, Inc.Massachusetts Supreme Judicial Court · 1982
- Harry Bechtel and Cathleen Bechtel, Husband and Wife v. Liberty National Bank, a National Banking AssociationCourt of Appeals for the Ninth Circuit · 1976
- Securities & Exchange Commission v. MoranDistrict Court, S.D. New York · 1996
- Idrees v. American University of the CaribbeanDistrict Court, S.D. New York · 1982
8 more not listed; retrieve them via the Exa API.